Broker-Dealer Asset Management Company For Sale
FINMA Registered, Operating Swiss Broker-Dealer; Asset & Collective Investment Scheme Management Company For Sale
A rare opportunity - a fully licensed, active & operating Asset Management Business, with offices, personnel, bank account, AUM & an active revenue stream.
Key Feature of the Broker-Dealer, Asset & Fund Management Company
Asking Price: To be disclosed upon presentation of the buyer’s credentials and signing of an NDA
Established: in early 2000’s (some 20 years market experience)
Legal Domicile: Geneva, Switzerland (possibility of opening branches across Switzerland)
Well established with the local and international community, renowned for its quality and meticulous services.
Type of License Held: FINMA Registered and Valid FinIA and CISA (LPCC) Licenses (Securities Broker-Dealer, Asset & Collective Investment Scheme Management License) Highest License tier in Switzerland, issued directly by FINMA.
Assets under Management: >CHF 250,000,000,-
Active monthly revenue stream (including some high-profile clients)
Audited Annually by a Big 4 Audit Firm (annual reports filed periodically with the authorities)
Multiples operating, management, broker and custody accounts held with Switzerland’s top tier banks
Asset Management & Commission Agreements with numerous top tier Swiss banks in place
No debt, liabilities or encumbrances of any kind, no pending lawsuits, all tax returns filed and paid to date (comes with a BIG 4 Auditor Guaranty)
Foreign purchaser and shareholders are allowed (upon initial KYC, vetting and approval)
Possibility of converting into a fully-fledged Tier 1 or 2 Swiss Bank
FINMA Licensed (licensed issued directly by FINMA – Financial Market Supervisory Authority in Switzerland), holding an active and valid FinIA and CISA (LPCC) Licenses (Securities Broker-Dealer, Asset & Collective Investment Scheme Management Licenses; highest tier of Licensing available in Switzerland)
The Asset Management Firm, incorporated in 2004 at the heart of Geneva’s financial district, with offices at the illustrious Rue du Rhône, operating personnel and significant portfolio of AUM (Assets under Management) is a rare opportunity to acquire an existing and operating, well-established Swiss Broker-Dealer, Asset & Fund Management Business with various clients (including some high-profile ones) and an active revenue stream.
Purchaser Requirements
Financial Capabilities in form of a Proof of funds, Passport & CV of the new Beneficiary, NDA.
Guarantee
The Company comes with a written guarantee against debts and lawsuits, with Financial Statements of the company audited by Big4 firms.
Authorisation Held by Swiss Broker Dealer Asset Management Company
Carry out credit transactions (in particular in relation to consumer loans or mortgages, factoring, commercial financing or financial leasing);
Manage Assets on Third Party Accounts as well as making direct investments and provide investment advisory services
Provide services related to payment transactions, in particular by carrying out electronic transfers on behalf of third-party clients, manage means of payment such as credit cards and cheques, etc.
Deploy & Manage Own Investment Funds and various Collective Investment Schemes
Trade on their own account or on the account of third parties in banknotes and coins, money market instruments, forex instruments, precious metals, commodities, securities as well as their derivatives and all types of financial electronic assets
Hold securities or Manage Securities Deposits.
More About the Company
-
Switzerland by many considered the cradle of banking and financial services, has led the industry in an illustrious fashion for decades. The paragon of banking tradition, credibility, unimpeachable secrecy and peerless, client-oriented service, allowed this small alpine country to become the world’s destination of both the super-wealthy, high-profile clientele as well as some of the most innovative and forward-thinking entrepreneurs, wanting more than to gaze as the Swiss picturesque Alpine landscapes.
Whether establishing a business, center of operations, or a hub, Switzerland has found the solution to tailor to the most discerning and savvy international clientele with its unsurpassed, meticulous attention to detail, financial security of its services and its untarnished reputation for secrecy.
These very favorable and liberal business habitat attracted a lot of talent & capital, further propelling the Swiss domestic industry and its financial sector to new heights. In order to accommodate to this ever-growing influx of foreign capital and to offer a more tailored and customer-oriented approach, the Private Swiss Asset & Wealth Management sector came to existence. Attracting the industry’s best talent and perhaps more importantly billions of dollars in capital. Today Switzerland manages in excess of 20% of globally managed assets and is the sole industry leader in this domain.
Credibility for financial services and banking is unsurpassed. Owning a Swiss Asset Management & Fiduciary Company allows one to join the exclusive ranks of world’s most renowned and respected financial institutions. Switzerland’s reputation for quality and security in financial services is arguably the best in the world, and its regulatory regime is friendly.
-
The last couple of years have been very turbulent in terms of the regulatory framework. FINMA, Switzerland’s Financial Market Supervisory Authority introduced many new rules and regulations that the operating banks and asset management firms had to adhere to. The complexity of these regulations warrants a professional and fully transparent approach, as well as specific licenses, which at the highest tier level are issued by FINMA directly. This approach ultimately translates in consolidation of the market with only a handful of Securities Broker Dealers, Asset & Fund Managers remaining at the end of the so called ‘grace period’ which expires at the end of 2022.
-
The entity that we have on offer today is truly a scarce gem, not only has it been regulated and licensed under FINMA’s highest tier license, audited by one of the big 4 companies and maintains an established and existing client base, posting annual profits, but more importantly based on the changes in the regulatory framework is one of a kind opportunity to acquire a fully licensed and operating Securities Broker-Dealer and Asset Manager Business, which has already passed FINMA’s scrutiny test and is ready to continue and grow its business in the stellar form it has done to date.
Contact us today to learn more about this and other opportunities of owning a Swiss Business, Swiss Financial Company, Swiss Trust Company or a Swiss Blockchain Company. Our team of specialists is able to advise and service with equal ease on all levels and tailor a solution meeting the needs of even the most discerning clientele.
We welcome your interest in this unique opportunity.
Kindly use the form below to get in touch with us. We’ll be in touch within 72 hours.
